A former executive at a defunct brokerage that accused him of "fraudulent and dishonest actions" that ran it out of business must pay the firm $57 million. IFS Securities, an Atlanta-based brokerage ...
Ex-IFS Securities trader Keith Wakefield committed securities and wire fraud when, as the broker-dealer's head of fixed income, the Chicago resident made forbidden speculative trades and embezzled ...
A Chicago fixed-income securities trader who next year will go on trial in criminal court for allegedly bankrupting his employer with fictitious trades has been ordered to pay $57 million by a Finra ...
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