Paladyne Systems Inc. updated its Reference Data Suite, a reference data management solution, to address increasing hedge fund and private equity regulations, and Form PF filing. The 8.0 enhancements ...
Pepper Point: Some key Form PF deadlines include a quarterly filing deadline of March 1, 2013 for advisers with $1.5 billion to $5.0 billion in hedge fund “private fund regulatory assets under ...
KPMG LLP has allied with Axiom Software Laboratories to address new regulatory requirements facing investment advisors, including Form PF. In January, the Securities and Exchange Commission issued a ...
The SEC has again published its annual report to Congress regarding how the SEC has used Form PF data. The section on enforcement and investigation describes the use of the data in SEC examinations.
Benjamin Schiffrin, Director of Securities Policy at Better Markets, a non-profit, non-partisan, and independent organization founded in the wake of the 2008 financial crisis to promote the public ...
ConvergEx Group announced that Eze Castle Software has successfully executed its first Form PF filing to the US Securities and Exchange Commission (SEC). The filing was submitted via Eze’s Regulatory ...
CHICAGO--(BUSINESS WIRE)-- Northern Trust Hedge Fund Services has launched an online regulatory module to streamline the preparation and submission of Form PF filings. The new tool will support ...