According to Lee Schneider, general counsel at Ava Labs, those signals will not come quietly or behind closed doors. Instead, ...

SEC proposal would increase the number of investment advisors classified as small entities under new rules. The threshold ...

The regulator considers raising the AUM threshold it uses when considering how newly proposed rules are likely to affect ...

Caroline Crenshaw’s exit removes the federal agency's strongest dissenting voice on crypto and broader deregulation.

Sources tell InvestmentNews the SEC is sharpening its focus on how RIAs disclose payments connected to third-party ratings, warning that omissions can be misleading.

The SEC's 2026 examination priorities emphasize existing regulatory expectations extended to technologies that didn't exist ...

The SEC could unveil the final versions of dozens of its rules as early as April, according to the White House Office of Management and Budget. The potential final rules include those restricting ...

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...

The Financial Services Institute has asked the SEC to adopt formal rules that "ensure fairness, transparency and predictability in its enforcement practices." The request came in a letter sent by FSI ...