RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

CivicPlus, a growing gov tech company offering a range of software to the public sector, is now expanding into the compliance space with an acquisition of the newly formed business Optimere. Now it’s ...

The brand-new CIO of a large financial services organization had been on the job less than a week when a major software vendor handed him a bill for unauthorized usage to the tune of $1 million. By ...

Get the latest federal technology news delivered to your inbox. The Department of Defense wants to bolster the number of small contractors it does business with, so it's planning to debut a series of ...

‘So we’ve taken our experience in these other compliance areas and applied it to the insurance area, producing a risk analysis, policy and procedures doc and supporting evidence of compliance so that ...

@2024 - All Right Reserved.

GUEST OPINION: Selecting a compliance and risk platform is a high-stakes decision. The guidance below helps you focus on real capabilities—not marketing slogans—so you can choose a tool that fits your ...